Peer review of key functions : supervisory practices and...

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Documentos eletrônicos Documentos eletrônicos Peer review of key functions : supervisory practices and application in assessing key functions (2018)

Coleção: Documentos eletrônicos

Título: Peer review of key functions : supervisory practices and application in assessing key functions / EIOPA

Publicação: Frankfurt : EIOPA, 2018

Descrição física: 60 p.

Notas: Sumario: This peer review assesses how NCAs supervise and determine whether an insurer's setting of key functions fulfils the legal requirements of SII with a particular emphasis on proportionality. The peer review examines practices regarding: combining key functions under one holder; combining key functions with AMSB membership or with carrying out operational tasks; subordination of one key function under another key function; split of one key function among several holders; assessment of the fitness of key function holders; and outsourcing of key functions

Autores secundários: EIOPA Icono con lupa

Outras classificações: 222